Securities Dealer License
A Seychelles Securities Dealer License is a license which allows a company to trade in securities either as a Principal (on its own account) or as an agent (on behalf of its clients).
This license is particularly beneficial for Companies worldwide, who deal/trade in securities. This license is an important tool for your organization to attract more clients. The license will give your firm more credibility in the eyes of your wholesale broker and your clients!
License Allows To
Advise other persons concerning investment in securities
Issue, analyze or prepare reports concerning specific portfolios
Manages a portfolio of securities for another person
Seychelles Advantages
01
Modern and flexible securities law
02
Well regulated jurisdiction
03
Reasonable minimum capital requirement (USD 25,000)
04
Reasonable license fees
05
Low tax rate (business tax rate is 1.5%)
Why US?
We can help Simplify the Process!
Formation of the entity for Investment Advisor
Assistance in completing and filing the Application
Renewal of License
Registered office
Assistance with opening bank account
Preparation and facilitating annual audit of financial statements
Fit and proper director to the licensee
Compliance (including statutory filings) and AML services
Virtual office services
Maintaining registers and other records
Facilitating holding of Board of Directors and general meeting
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